Policy toolkit and templates

Policy toolkit and templates

POLICY TEMPLATES

Complete the Approval to proceed (DOC) checklist before drafting begins.

Use the following approved templates:

To have your policy approved use the Document approval (DOC) checklist.

Policy toolkit

Download complete toolkit as a pdf here

Stage

Summary

Outcomes

Stage 1
Approval to Proceed

Research reasons for policy gap and identify good practice responses
Locate existing MQ documents that will be impacted or that could be amended to address policy gap
Identify any legislative or regulatory requirements
Identify key stakeholders, Implementation officer, Policy Writer, Policy Project Team and draft consultation strategy
Consult Policy Unit, Delegations of Authority Register, MQ Compliance Coordinator
Submit Approval to Proceed Checklist to relevant Approval Authority
MORE INFORMATION

Approval to Proceed Checklist endorsed

Stage 2
Drafting and Writing

Implementation Officer to establish Policy Project Team, Policy Writer, Project Plan and Timeframe
Write the document using templates and prepare flowchart for Procedures
Develop consultation strategy
Draft the Implementation and Communication Plan (refer Stage 6)
Consider how to evaluate the effectiveness of the policy e.g. how will “success” or compliance be measured? (refer Stage 7)
MOREINFORMATION on drafting & writing & flowchart key shapes

Draft document(s) ready for
wide consultation

Stage 3 Consultation

Consult stakeholders on draft document to test:

  • principles, responsibilities, actions
  • impact on business systems
  • risk and compliance
  • alignment with other documents and processes
  • implementation plans
  • procedural flowcharts.

Consolidate all relevant feedback and redraft document.
Finalise Implementation and Communication Plan and the Evaluation Strategy
Submit Document Approval Checklist with draft document to Policy Unit for Quality Assurance
MORE INFORMATION

Draft documents(s) ready for
Approval Authority

Stage 4
Document Approval

Draft reviewed by Policy Unit for compliance with Policy Framework Policy
Any comments reconsidered by Implementation Officer
Document Approval Checklist and draft document(s) sent to relevant Approval Authority for approval
Policy document and evidence of approval submitted to Policy Unit for publication
MORE INFORMATION

Draft document(s) ready for
Publication

Stage 5
Publication

Document published on Policy Central
Policy Unit announces new/ amended policy through Notice in This Week
Policy Unit reports to Council / Executive on new and substantially revised policy documents
MORE INFORMATION

Implementation Plan starts

Stage 6
Implement & Communicate

Implementation Officer enacts Implementation and Communication Plan
Implementation Officer establishes ‘Issues Log’ to inform possible future changes
MORE INFORMATION

Gather Evaluation Information

Stage 7
Evaluate & Review

Enact the Evaluation and Review Strategy
Review the document prior to the set review date
Return to Stage 1:  Approval to Proceed
MORE INFORMATION

Stage 1 begins

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